Stephen John Sherwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TMG Direct Limited

    FRN 786245

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2026)
  • Echo Finance Limited (no longer approved here)

    FRN 570073

    • [FCA CF] Functions requiring qualifications (5 Sep 2024 to 2 Feb 2026)
  • Alder Rose Mortgage Services Limited (no longer approved here)

    FRN 923776

    • [FCA CF] Functions requiring qualifications (27 Nov 2023 to 25 Jul 2024)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (18 Jul 2023 to 19 Nov 2023)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 30 Apr 2023)
  • LEGAL & MEDICAL INVESTMENTS LIMITED (no longer approved here)

    FRN 185193

    • CF30 Customer (26 Jan 2011 to 15 Oct 2011)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 9 Aug 2010)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 10 Oct 2006)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (10 Jul 2003 to 14 Jan 2005)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF22 Investment Adviser (Trainee) (10 Jul 2003 to 14 Jan 2005)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF22 Investment Adviser (Trainee) (9 Jan 2002 to 18 Oct 2002)
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