Stephanie Margret Fang-I Wu

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • [FCA CF] Client dealing (since 22 Jan 2025)
    • [FCA CF] Manager of certification employee (since 22 Jan 2025)
    • [FCA CF] Material risk taker (21 Apr 2022 to 10 Aug 2022)
    • [FCA CF] Manager of certification employee (12 Mar 2021 to 15 Dec 2024)
    • [FCA CF] Client dealing (2 Mar 2020 to 15 Dec 2024)
    • CF30 Customer (20 Aug 2010 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (21 Apr 2022 to 9 Jan 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (21 Apr 2022 to 9 Jan 2025)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF27 Investment Management (25 Apr 2005 to 16 Nov 2005)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (11 Oct 2004 to 28 Jan 2005)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF27 Investment Management (13 Nov 2002 to 28 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.