Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 14 Aug 2023)
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- [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2020)
- CF30 Customer (9 Jul 2012 to 8 Dec 2019)
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- CF30 Customer (26 Jun 2009 to 14 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2008)
- CF27 Investment Management (18 Jul 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2008)
- CF27 Investment Management (18 Jul 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2008)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 13 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.