Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Livingbridge EP LLP
FRN 429087
- SMF16 Compliance Oversight (since 17 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2025)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (25 Jan 2022 to 4 May 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jan 2023)
- CF10a CASS Oversight function (1 Oct 2011 to 27 Mar 2018)
- CF30 Customer (1 Nov 2007 to 18 May 2016)
- CF4 Partner (6 Jun 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Jun 2005 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Jun 2005 to 8 Dec 2019)
- CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
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- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.