Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 17 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (25 Jan 2022 to 4 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jan 2023)
    • CF10a CASS Oversight function (1 Oct 2011 to 27 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 18 May 2016)
    • CF4 Partner (6 Jun 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Jun 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jun 2005 to 8 Dec 2019)
    • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (7 Aug 2002 to 1 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.