Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nigel David Parry
IRN NDP01055
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Sep 2022 to 28 Apr 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
- CF1 Director (8 Jan 2014 to 2 Jul 2018)
- CF10 Compliance Oversight (17 Jun 2013 to 8 Dec 2019)
Nikolitsa Anastassopoulou
IRN NXA01125
- CF27 Investment Management (7 Aug 2002 to 19 Sep 2003)
Nish Patel
IRN NXP01340
- CF30 Customer (3 Nov 2008 to 5 Mar 2012)
Nora O'Mahony
IRN NAO01009
- [FCA CF] Material risk taker (1 Jun 2021 to 30 Jun 2024)
- [FCA CF] Manager of certification employee (1 Jun 2021 to 30 Jun 2024)
- [FCA CF] Significant management (1 Jun 2020 to 30 May 2024)
Norhazardin Shah Bin Nordin
IRN NSN01013
- CF28 Systems and controls (31 Mar 2015 to 11 Apr 2018)
Oliver Sonnbichler
IRN OXS01032
- CF30 Customer (19 Dec 2008 to 30 Sep 2010)
Oluwole Kolade
IRN OOK01000
- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Omar Negyal
IRN ORN01001
- CF27 Investment Management (11 Oct 2004 to 5 Jan 2006)
Owen Stuart Graham
IRN OSG01002
- CF26 Customer Trading (11 Oct 2004 to 31 Oct 2004)
Pablo Noceti
IRN PXN01108
- CF27 Investment Management (7 Aug 2002 to 13 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.