Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paras Kishore Anand
IRN PKA01006
- CF30 Customer (14 Nov 2007 to 31 Dec 2011)
Patrick Blessing
IRN PXB01482
- CF27 Investment Management (7 Aug 2002 to 27 Jul 2004)
Patrick Newens
IRN PXN01186
- CF30 Customer (13 Aug 2015 to 13 Jun 2019)
- CF27 Investment Management (11 Oct 2007 to 31 Oct 2007)
Patrick Norman Chaloner Johns
IRN PNJ01007
- CF29 Significant management (1 Nov 2007 to 21 May 2008)
- CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
Patrick Pierre Hubert Hendrikx
IRN PPH01020
- CF29 Significant management (1 Nov 2007 to 15 Apr 2011)
- CF30 Customer (1 Nov 2007 to 15 Apr 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Sep 2005 to 31 Oct 2007)
- CF27 Investment Management (12 Sep 2005 to 31 Oct 2007)
Paul Alec Hargreaves
IRN PAH00063
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Paul Alexander Southgate
IRN PAS01138
- CF27 Investment Management (7 Aug 2002 to 30 Jun 2004)
Paul Antony Robinson
IRN PAR01073
- CF30 Customer (25 Sep 2015 to 18 Jun 2019)
- CF26 Customer Trading (14 Sep 2007 to 31 Oct 2007)
- CF27 Investment Management (28 Aug 2007 to 14 Sep 2007)
Paul Brian Allison
IRN PBA01007
- CF30 Customer (1 Nov 2007 to 12 Feb 2008)
- CF27 Investment Management (19 Jan 2007 to 31 Oct 2007)
Paul Douglas Helfer
IRN PDH01047
- CF27 Investment Management (11 Oct 2004 to 31 Dec 2005)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.