Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 15 Apr 2011)
- CF30 Customer (1 Nov 2007 to 15 Apr 2011)
- CF27 Investment Management (12 Sep 2005 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Sep 2005 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 4 Feb 2010)
- CF30 Customer (1 Nov 2007 to 4 Feb 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Sep 2005 to 31 Oct 2007)
- CF27 Investment Management (12 Sep 2005 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 15 Apr 2011)
- CF30 Customer (1 Nov 2007 to 15 Apr 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Sep 2005 to 31 Oct 2007)
- CF27 Investment Management (12 Sep 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Apr 2011)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.