Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Material risk taker (since 17 May 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (14 Sep 2007 to 31 Oct 2007)
- CF27 Investment Management (28 Aug 2007 to 14 Sep 2007)
-
Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Material risk taker (since 17 May 2024)
- [FCA CF] Client dealing (since 17 May 2024)
-
Threadneedle International Limited
FRN 143014
- [FCA CF] Client dealing (since 17 May 2024)
- [FCA CF] Material risk taker (since 17 May 2024)
-
- CF30 Customer (25 Sep 2015 to 18 Jun 2019)
- CF26 Customer Trading (14 Sep 2007 to 31 Oct 2007)
- CF27 Investment Management (28 Aug 2007 to 14 Sep 2007)
-
- CF30 Customer (1 Nov 2007 to 18 Jun 2019)
- CF26 Customer Trading (14 Sep 2007 to 31 Oct 2007)
- CF27 Investment Management (28 Aug 2007 to 14 Sep 2007)
-
- CF26 Customer Trading (1 Dec 2003 to 30 Apr 2004)
-
- CF26 Customer Trading (1 Dec 2003 to 30 Apr 2004)
-
- CF26 Customer Trading (1 Dec 2003 to 30 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.