Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Doyle
IRN PRD01046
- [FCA CF] Manager of certification employee (since 9 Jan 2023)
Paul Fraser Galloway
IRN PFG01011
- CF27 Investment Management (7 Aug 2002 to 31 Mar 2003)
Paul Graham Niven
IRN PGN01008
- [FCA CF] Manager of certification employee (since 1 Jun 2021)
- CF30 Customer (21 Aug 2015 to 13 Jun 2019)
- CF27 Investment Management (27 Jun 2003 to 31 Oct 2007)
Paul Green
IRN PXG01149
- CF30 Customer (18 Aug 2015 to 6 Jun 2019)
Paul Grice
IRN PXG01145
- CF30 Customer (1 Nov 2007 to 30 Apr 2011)
- CF27 Investment Management (5 Jun 2006 to 31 Oct 2007)
Paul Herrington
IRN PXH01329
- CF29 Significant management (1 Nov 2007 to 22 Aug 2010)
- CF17 Significant Mgt (Other Business Operations) (7 Aug 2002 to 31 Oct 2007)
Paul John Wesson
IRN PJW01205
- CF30 Customer (1 Nov 2007 to 31 Jul 2008)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Paul Raymond Carne
IRN PRC01096
- CF30 Customer (11 Aug 2008 to 1 Apr 2011)
Paul Richards
IRN PER01022
- CF21 Investment Adviser (7 Aug 2002 to 7 Aug 2002)
Paul Richardson
IRN PXR00029
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.