Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Salisbury
IRN PXS00176
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Paul Spencer
IRN PXS01256
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2002)
Paul Stephen Robinson
IRN PSR01034
- CF30 Customer (24 Aug 2015 to 18 Jun 2019)
Paul Steven Grainger
IRN PSG01019
- CF27 Investment Management (11 Oct 2004 to 30 Jun 2006)
Paul Woodward
IRN PXW00019
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Pauline Mary (Polly) Watts
IRN PMW01064
- CF21 Investment Adviser (7 Aug 2002 to 16 Jul 2003)
Peter Alexander Daly
IRN PAD00070
- CF21 Investment Adviser (17 Jun 2002 to 24 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
Peter Alistair Kennedy Arthur
IRN PAA01029
- CF27 Investment Management (7 Aug 2002 to 11 Oct 2004)
- CF1 Director (1 Jul 2002 to 11 Oct 2004)
Peter David Chappell
IRN PDC00035
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Peter David Harvey
IRN PDH01046
- CF27 Investment Management (11 Oct 2004 to 31 Aug 2005)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.