Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Neuberger Berman Europe Limited
FRN 442488
- [FCA CF] Manager of certification employee (since 19 May 2025)
- [FCA CF] Client dealing (since 22 Oct 2024)
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- [FCA CF] Material risk taker (26 Sep 2022 to 30 Aug 2023)
- [FCA CF] Client dealing (1 Oct 2020 to 30 Aug 2023)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Aug 2023)
- CF30 Customer (18 Aug 2015 to 8 Dec 2019)
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- [FCA CF] Client dealing (1 Oct 2020 to 30 Aug 2023)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Aug 2023)
- CF30 Customer (18 Aug 2015 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Aug 2023)
- [FCA CF] Material risk taker (1 Oct 2020 to 30 Aug 2023)
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- CF30 Customer (1 Nov 2007 to 14 Feb 2014)
- CF27 Investment Management (11 Jul 2006 to 31 Oct 2007)
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- CF27 Investment Management (11 Oct 2004 to 30 Jun 2006)
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- CF27 Investment Management (21 Mar 2003 to 30 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.