Columbia Threadneedle Fund Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter John Dalgliesh
IRN PJD01162
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (20 Oct 2006 to 31 Oct 2007)
Peter John Hewitt
IRN PJH01173
- CF30 Customer (17 Aug 2015 to 7 Jun 2019)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
Peter John Jarvis
IRN PJJ01044
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF27 Investment Management (27 Jun 2003 to 31 Oct 2007)
Peter Langford Kaye
IRN PLK00004
- CF27 Investment Management (7 Aug 2002 to 3 Oct 2002)
Peter Lowe
IRN PXL01441
- [FCA CF] Material risk taker (1 Jun 2021 to 19 Aug 2022)
Peter Richard Ewins
IRN PRE01038
- CF30 Customer (5 Aug 2015 to 5 Jun 2019)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Peter Richard Lees
IRN PRL01054
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (6 Jan 2006 to 31 Oct 2007)
Peter Trevillian Cole
IRN PTC01031
- CF29 Significant management (1 Nov 2007 to 27 Jul 2016)
- CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
Peter Wrigley
IRN PXW00078
- CF21 Investment Adviser (17 Jun 2002 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (14 Dec 2001 to 17 Jun 2002)
PeterJoseph Arts
IRN PXA01709
- CF30 Customer (15 Mar 2017 to 4 Jun 2019)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.