Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parmenion Capital Partners LLP (no longer approved here)

    FRN 462085

    • [FCA CF] Functions requiring qualifications (9 Apr 2025 to 3 Dec 2025)
    • SMF18 Other Overall Responsibility (31 Mar 2022 to 4 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • CF29 Significant management (8 May 2019 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Sep 2012 to 24 Sep 2012)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF30 Customer (1 Nov 2007 to 31 Jul 2012)
    • CF27 Investment Management (20 Oct 2006 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
    • CF27 Investment Management (20 Oct 2006 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
    • CF27 Investment Management (20 Oct 2006 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF30 Customer (1 Nov 2007 to 31 Jul 2012)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.