Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Bernard Hunt
IRN PBH01028
- CF27 Investment Management (11 Oct 2004 to 18 Nov 2004)
Philip Dicken
IRN PJD01177
- [FCA CF] Manager of certification employee (since 9 Jan 2023)
Philip Fielding
IRN PXL01461
- [FCA CF] Material risk taker (1 Jun 2021 to 6 Dec 2021)
- CF30 Customer (24 Mar 2017 to 6 Jun 2019)
Philip John Doel
IRN PJD01095
- SMF1 Chief Executive (since 26 Nov 2024)
- SMF3 Executive Director (since 26 Nov 2024)
- CF30 Customer (28 Jul 2015 to 8 Dec 2019)
- CF27 Investment Management (3 Jan 2006 to 31 Oct 2007)
Philip John Webster
IRN PJW01255
- CF30 Customer (13 Feb 2017 to 19 Jun 2019)
Philip Robert Cresswell
IRN PRC00034
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Philip Wei Yuen Chow
IRN PWC01022
- CF27 Investment Management (26 Jul 2005 to 6 Jul 2007)
Phillip James Robinson
IRN PJR01204
- CF30 Customer (5 Dec 2007 to 5 Mar 2012)
Phillip John Smith
IRN PJS01188
- CF27 Investment Management (11 Oct 2004 to 27 Oct 2006)
Pinakin Kantilal Patel
IRN PKP01003
- CF27 Investment Management (4 Jun 2003 to 27 Oct 2004)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.