Columbia Threadneedle Fund Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

RICHARD FREDERICK WILSON KIRBY
IRN RFK01012
- [FCA CF] Material risk taker (1 Jun 2021 to 4 Mar 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2025)
RISHIKESH DINESH PATEL
IRN RDP01091
- CF30 Customer (23 Dec 2014 to 17 Jun 2019)
ROSALIND JANE SMYTH
IRN RJS01466
- CF1 Director (6 Apr 2011 to 1 Jan 2014)
Rabbani Mahboobe Wahhab
IRN RMW01062
- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
Rajiv Rai Silgardo
IRN RRS01049
- CF1 Director (23 May 2014 to 30 Jun 2016)
Rasmus Nemmoe
IRN RXN01269
- CF30 Customer (23 Dec 2014 to 29 Jul 2016)
Raymond George Fox
IRN RXF00024
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
Rebecca Anne Clark
IRN RAS01128
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (4 Jun 2003 to 31 Oct 2007)
Rebecca Shelley Fuller
IRN RSF01034
- SMF9 Chair of the Governing Body (6 Aug 2020 to 15 Jan 2024)
- CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
Rhiannon Elizabeth Gogh
IRN REG00020
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.