Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Material risk taker (1 Jun 2021 to 4 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2025)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Mar 2025)
    • CF30 Customer (24 Nov 2010 to 8 Dec 2019)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.