Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- 14. Managing investments
- [FCA CF] Client dealing (since 1 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
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W1M Asset Management Limited
FRN 143286
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 Feb 2011 to 8 Dec 2019)
- CF27 Investment Management (21 Nov 2005 to 11 Dec 2006)
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- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 4 Feb 2010)
- CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 27 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.