Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs Asset Management International
FRN 147212
- SMF13 Chair of the Nominations Committee (since 3 May 2024)
- Director of firm who is not a certification employee or a SMF manager (since 21 Aug 2023)
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CCLA Fund Managers Limited
FRN 611707
- [FCA CF] Material risk taker (since 1 Apr 2024)
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
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BMO Capital Markets Limited
FRN 170937
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (14 Feb 2018 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (6 Aug 2020 to 15 Jan 2024)
- CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (6 Aug 2020 to 15 Jan 2024)
- CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2024)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2024)
- CF1 Director (22 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Sep 2016 to 8 Dec 2019)
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- CF2 Non Executive Director (18 Dec 2014 to 31 Jan 2017)
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- CF1 Director (27 Aug 2010 to 3 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.