Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Threadneedle International Limited
FRN 143014
- SMF3 Executive Director (since 17 Jan 2025)
- SMF1 Chief Executive (since 17 Jan 2025)
- [FCA CF] Client dealing (since 11 Oct 2023)
- [FCA CF] Manager of certification employee (since 11 Oct 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (22 Feb 2008 to 8 Dec 2019)
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Client dealing (since 11 Oct 2023)
- [FCA CF] Manager of certification employee (since 9 Jan 2023)
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- [FCA CF] Manager of certification employee (since 9 Jan 2023)
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- [FCA CF] Manager of certification employee (since 9 Jan 2023)
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (20 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.