Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 14 Nov 2023)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Client dealing (since 14 Nov 2023)
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- [FCA CF] Client dealing (8 Jun 2022 to 30 Jun 2023)
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- CF30 Customer (5 Feb 2008 to 20 Apr 2011)
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- CF30 Customer (5 Feb 2008 to 20 Apr 2011)
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- CF30 Customer (5 Feb 2008 to 20 Dec 2009)
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- CF21 Investment Adviser (8 Sep 2006 to 3 May 2007)
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- CF27 Investment Management (11 Oct 2004 to 27 Oct 2004)
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- CF27 Investment Management (4 Jun 2003 to 27 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.