Paul Graham Niven

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle International Limited

    FRN 143014

    • SMF3 Executive Director (since 15 Jan 2025)
    • [FCA CF] Material risk taker (since 5 Sep 2022)
    • [FCA CF] Client dealing (since 5 Sep 2022)
    • [FCA CF] Manager of certification employee (since 5 Sep 2022)
  • Columbia Threadneedle Management Limited

    FRN 119230

    • [FCA CF] Manager of certification employee (since 10 Oct 2023)
    • [FCA CF] Client dealing (since 10 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
  • Threadneedle Asset Management Limited

    FRN 122194

    • [FCA CF] Manager of certification employee (since 5 Sep 2022)
    • [FCA CF] Material risk taker (since 5 Sep 2022)
    • [FCA CF] Client dealing (since 5 Sep 2022)
  • Columbia Threadneedle Fund Management Limited

    FRN 121940

    • [FCA CF] Manager of certification employee (since 1 Jun 2021)
    • CF30 Customer (21 Aug 2015 to 13 Jun 2019)
    • CF27 Investment Management (27 Jun 2003 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited

    FRN 177896

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
  • London LGPS CIV Limited (no longer approved here)

    FRN 710618

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2023)
    • CF2 Non Executive Director (31 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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