Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Funds Limited
FRN 119346
- [FCA CF] Material risk taker (since 14 Aug 2024)
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 20 Aug 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Nov 2012 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 20 Aug 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Nov 2012 to 8 Dec 2019)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 24 Oct 2019)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (12 Sep 2013 to 8 Dec 2015)
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- CF30 Customer (4 Aug 2010 to 6 Dec 2012)
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- CF27 Investment Management (11 Oct 2004 to 5 Jan 2006)
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- CF27 Investment Management (13 Nov 2002 to 5 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.