Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 25 Jan 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Jun 2005 to 31 Mar 2009)
    • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
    • CF3 Chief Executive (6 Jun 2005 to 8 Dec 2019)
    • CF4 Partner (6 Jun 2005 to 8 Dec 2019)
  • Social Finance Limited (no longer approved here)

    FRN 497568

    • CF2 Non Executive Director (12 May 2009 to 15 May 2013)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (7 Aug 2002 to 1 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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