Social Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Adam Jeremy Swersky
IRN AJS01756
- SMF1 Chief Executive (12 May 2022 to 31 Jan 2025)
- SMF3 Executive Director (12 May 2022 to 31 Jan 2025)
- [FCA CF] Client dealing (16 Mar 2021 to 30 Jun 2025)
- [FCA CF] Significant management (16 Mar 2021 to 16 Jan 2025)
- CF30 Customer (5 May 2017 to 8 Dec 2019)
Alastair Ian Ballantyne
IRN AIB01010
- CF30 Customer (12 May 2009 to 1 Mar 2010)
Alison Margaret Evans
IRN AME01081
- CF2 Non Executive Director (24 Jul 2017 to 18 Sep 2018)
Andrew Eric Law
IRN AEL01032
- CF2 Non Executive Director (31 May 2012 to 2 Dec 2015)
Andrew Peter Griffiths
IRN APG01035
- Director of firm who is not a certification employee or a SMF manager (since 14 Apr 2025)
Annika Helena Elisabeth Tverin
IRN AHT01019
- CF30 Customer (12 May 2009 to 5 Oct 2017)
Anthony Gorman Clinch
IRN AGC01067
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Oct 2024)
- CF2 Non Executive Director (4 Apr 2017 to 8 Dec 2019)
Benedict Edmund Jupp
IRN BEJ01016
- SMF3 Executive Director (9 Dec 2019 to 21 Jul 2020)
- CF1 Director (28 Aug 2018 to 8 Dec 2019)
- CF30 Customer (3 May 2013 to 8 Dec 2019)
Bernard Philip Horn
IRN BXH01176
- CF2 Non Executive Director (12 May 2009 to 23 Mar 2016)
Brian Bailey
IRN BXB01248
- CF2 Non Executive Director (23 May 2012 to 29 Nov 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.