Andrew Eric Law

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP

    FRN 504390

    • [FCA CF] Client dealing (since 26 Jul 2022)
    • [FCA CF] Material risk taker (since 26 Jul 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 16 Aug 2022)
    • CF3 Chief Executive (23 May 2014 to 8 Dec 2019)
    • CF4 Partner (17 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (2 Dec 2009 to 8 Dec 2019)
  • Social Finance Limited (no longer approved here)

    FRN 497568

    • CF2 Non Executive Director (31 May 2012 to 2 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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