Date authorised
1 April 2013
Companies House
06402143
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Colechurch House
    London Bridge Walk
    London
    SE1 2SX
    UNITED KINGDOM
    Phone
    +4402077706836
  • Complaints Contact

    3rd Floor
    Colechurch House
    London Bridge Walk
    London
    SE1 2SX
    UNITED KINGDOM
    Phone
    +4402077706836

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carlotta Gioia Rosa Saporito

    IRN CXS01004

    • Director of firm who is not a certification employee or a SMF manager (since 10 Apr 2025)
  • Caroline Gadd

    IRN CXG00557

    • SMF1 Chief Executive (since 1 Apr 2025)
    • [FCA CF] Significant management (since 24 Oct 2024)
  • Caroline Hamilton

    IRN CXH00622

    • [FCA CF] Client dealing (13 Jan 2023 to 31 Jan 2025)
  • Charles Quintin Robert Pushman

    IRN CQP01000

    • CF30 Customer (21 Mar 2017 to 9 Mar 2018)
  • Chris Clements

    IRN CXC00291

    • [FCA CF] Significant management (17 Mar 2021 to 9 Aug 2024)
  • Clodagh Warde-Robinson

    IRN CXW01883

    • [FCA CF] Client dealing (16 Mar 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (16 Mar 2021 to 31 Dec 2021)
    • CF30 Customer (22 Mar 2017 to 8 Dec 2019)
  • Corrinne Norma Callaway

    IRN CNS01014

    • CF10 Compliance Oversight (12 May 2009 to 31 Dec 2012)
    • CF11 Money Laundering Reporting (12 May 2009 to 31 Dec 2012)
  • Daniel Miodovnik

    IRN DXM00432

    • [FCA CF] Significant management (17 Mar 2021 to 2 Sep 2022)
  • David Alexander McCall Hutchison

    IRN DAH01137

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Significant management (31 Mar 2021 to 24 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 25 May 2022)
    • SMF16 Compliance Oversight (1 Feb 2021 to 25 May 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 25 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 May 2022)
    • CF3 Chief Executive (2 Jun 2009 to 8 Dec 2019)
    • CF1 Director (2 Jun 2009 to 8 Dec 2019)
    • CF29 Significant management (2 Jun 2009 to 8 Dec 2019)
    • CF30 Customer (2 Jun 2009 to 8 Dec 2019)
  • David Blood

    IRN DWB01059

    • SMF9 Chair of the Governing Body (since 11 May 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 24 Aug 2021)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 8 Jun 2021)
    • CF2 Non Executive Director (12 May 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.