Social Finance Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
3rd FloorColechurch HouseLondon Bridge WalkLondonSE1 2SXUNITED KINGDOM- Phone
- +4402077706836
-
Complaints Contact
3rd FloorColechurch HouseLondon Bridge WalkLondonSE1 2SXUNITED KINGDOM- Phone
- +4402077706836
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Carlotta Gioia Rosa Saporito
IRN CXS01004
- Director of firm who is not a certification employee or a SMF manager (since 10 Apr 2025)
-
Caroline Gadd
IRN CXG00557
- SMF1 Chief Executive (since 1 Apr 2025)
- [FCA CF] Significant management (since 24 Oct 2024)
-
Caroline Hamilton
IRN CXH00622
- [FCA CF] Client dealing (13 Jan 2023 to 31 Jan 2025)
-
Charles Quintin Robert Pushman
IRN CQP01000
- CF30 Customer (21 Mar 2017 to 9 Mar 2018)
-
Chris Clements
IRN CXC00291
- [FCA CF] Significant management (17 Mar 2021 to 9 Aug 2024)
-
Clodagh Warde-Robinson
IRN CXW01883
- [FCA CF] Client dealing (16 Mar 2021 to 31 Dec 2021)
- [FCA CF] Significant management (16 Mar 2021 to 31 Dec 2021)
- CF30 Customer (22 Mar 2017 to 8 Dec 2019)
-
Corrinne Norma Callaway
IRN CNS01014
- CF10 Compliance Oversight (12 May 2009 to 31 Dec 2012)
- CF11 Money Laundering Reporting (12 May 2009 to 31 Dec 2012)
-
Daniel Miodovnik
IRN DXM00432
- [FCA CF] Significant management (17 Mar 2021 to 2 Sep 2022)
-
David Alexander McCall Hutchison
IRN DAH01137
- [FCA CF] Client dealing (since 31 Mar 2021)
- [FCA CF] Significant management (31 Mar 2021 to 24 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 25 May 2022)
- SMF16 Compliance Oversight (1 Feb 2021 to 25 May 2022)
- SMF1 Chief Executive (9 Dec 2019 to 25 May 2022)
- SMF3 Executive Director (9 Dec 2019 to 25 May 2022)
- CF3 Chief Executive (2 Jun 2009 to 8 Dec 2019)
- CF1 Director (2 Jun 2009 to 8 Dec 2019)
- CF29 Significant management (2 Jun 2009 to 8 Dec 2019)
- CF30 Customer (2 Jun 2009 to 8 Dec 2019)
-
David Blood
IRN DWB01059
- SMF9 Chair of the Governing Body (since 11 May 2022)
- Director of firm who is not a certification employee or a SMF manager (since 24 Aug 2021)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 8 Jun 2021)
- CF2 Non Executive Director (12 May 2009 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.