Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Social Finance Limited
FRN 497568
- [FCA CF] Client dealing (since 31 Mar 2021)
- [FCA CF] Significant management (31 Mar 2021 to 24 Oct 2024)
- SMF16 Compliance Oversight (1 Feb 2021 to 25 May 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 25 May 2022)
- SMF1 Chief Executive (9 Dec 2019 to 25 May 2022)
- SMF3 Executive Director (9 Dec 2019 to 25 May 2022)
- CF3 Chief Executive (2 Jun 2009 to 8 Dec 2019)
- CF29 Significant management (2 Jun 2009 to 8 Dec 2019)
- CF1 Director (2 Jun 2009 to 8 Dec 2019)
- CF30 Customer (2 Jun 2009 to 8 Dec 2019)
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- CF30 Customer (13 Jan 2014 to 31 Mar 2015)
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- CF30 Customer (11 May 2009 to 15 May 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.