Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Significant management (31 Mar 2021 to 24 Oct 2024)
    • SMF16 Compliance Oversight (1 Feb 2021 to 25 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 25 May 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 25 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 May 2022)
    • CF3 Chief Executive (2 Jun 2009 to 8 Dec 2019)
    • CF29 Significant management (2 Jun 2009 to 8 Dec 2019)
    • CF1 Director (2 Jun 2009 to 8 Dec 2019)
    • CF30 Customer (2 Jun 2009 to 8 Dec 2019)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF30 Customer (13 Jan 2014 to 31 Mar 2015)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 15 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.