Social Finance Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

David Mark George Fletcher
IRN DMF01021
- [FCA CF] Client dealing (since 17 Mar 2021)
David Robinson
IRN DXR01556
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 20 Sep 2023)
- CF2 Non Executive Director (12 May 2009 to 8 Dec 2019)
Derrick Bancroft Anderson
IRN DBA01033
- SMF9 Chair of the Governing Body (26 May 2021 to 25 May 2022)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Jan 2023)
- CF2 Non Executive Director (25 May 2017 to 8 Dec 2019)
Diane Dan Mak
IRN DDM01037
- CF30 Customer (1 Jun 2012 to 7 Mar 2019)
Emily Josephine Bolton
IRN EJB01112
- SMF3 Executive Director (9 Dec 2019 to 19 Jan 2021)
- CF1 Director (3 Sep 2018 to 8 Dec 2019)
- CF30 Customer (12 May 2009 to 8 Dec 2019)
Fiona Margaret Miller Smith
IRN FMM01056
- CF30 Customer (19 Apr 2013 to 29 Apr 2016)
- CF10 Compliance Oversight (4 Feb 2013 to 29 Apr 2016)
- CF11 Money Laundering Reporting (4 Feb 2013 to 29 Apr 2016)
Frederick Alan Smyth
IRN FXS00273
- Director of firm who is not a certification employee or a SMF manager (since 22 May 2025)
Geraldine Peacock
IRN GXP01380
- CF2 Non Executive Director (12 May 2009 to 13 May 2014)
Helen Edwards
IRN HXE01212
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (27 Nov 2017 to 8 Dec 2019)
Jack Elliot Goldstein
IRN JEG01149
- CF30 Customer (2 May 2018 to 13 May 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.