Social Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

James Murray Strachan
IRN JMS01267
- CF2 Non Executive Director (12 May 2009 to 2 May 2012)
Joanna Lloyd-Jones
IRN JXL00311
- [FCA CF] Significant management (16 Mar 2021 to 14 Nov 2022)
John Alexander Suares
IRN JAS01369
- CF30 Customer (12 May 2009 to 13 Feb 2010)
John Gordon Kingston
IRN JGK01044
- CF30 Customer (1 Nov 2011 to 30 Sep 2015)
Jonathan Peter Flory
IRN JPF01038
- [FCA CF] Client dealing (since 16 Mar 2021)
- [FCA CF] Significant management (since 16 Mar 2021)
- CF30 Customer (4 Feb 2011 to 8 Dec 2019)
Jonathan Peter Gill
IRN JPG01160
- CF30 Customer (25 Aug 2015 to 8 Mar 2016)
Kaj Siebert
IRN KXS00236
- [FCA CF] Significant management (22 Mar 2021 to 31 Mar 2024)
Kate Liebson
IRN KXL01338
- CF30 Customer (1 Oct 2011 to 26 Apr 2013)
Katherine Saunders
IRN KXS00532
- [FCA CF] Significant management (26 Jan 2023 to 31 Oct 2025)
Lelabari Anne-Marie Kogbara
IRN LXK00182
- SMF9 Chair of the Governing Body (since 12 Mar 2026)
- Director of firm who is not a certification employee or a SMF manager (since 20 Jun 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.