Social Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Lisa Barclay
IRN LXB01642
- CF11 Money Laundering Reporting (6 Jul 2016 to 7 Feb 2019)
- CF10 Compliance Oversight (6 Jul 2016 to 7 Feb 2019)
- CF30 Customer (1 Jul 2012 to 7 Feb 2019)
Lorna Shaw
IRN LXS00559
- Director of firm who is not a certification employee or a SMF manager (since 25 Oct 2023)
Louise Claire Savell
IRN LCS01043
- CF30 Customer (12 May 2009 to 8 Dec 2019)
Mario Baros
IRN MXB04061
- CF30 Customer (19 Oct 2017 to 9 Mar 2018)
Marta Garcia
IRN MXG00277
- [FCA CF] Client dealing (1 Mar 2022 to 25 Sep 2024)
- [FCA CF] Significant management (17 Mar 2021 to 25 Sep 2024)
Martin John Rich
IRN MJR01196
- CF30 Customer (12 May 2009 to 31 Jan 2018)
Mary Beth Christie
IRN MXC00391
- Director of firm who is not a certification employee or a SMF manager (since 20 Jan 2020)
Matthew Cardover Gordon
IRN MXG00833
- Director of firm who is not a certification employee or a SMF manager (since 10 Apr 2025)
Matthew William Pike
IRN MWP01076
- CF2 Non Executive Director (12 May 2009 to 24 Jun 2009)
Melinda Hennessey
IRN MXH03372
- [FCA CF] Significant management (since 19 Dec 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.