Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Privium Fund Management (UK) Limited
FRN 471186
- SMF3 Executive Director (since 13 Jun 2025)
- SMF16 Compliance Oversight (since 13 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2025)
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- SMF16 Compliance Oversight (24 May 2022 to 15 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2022 to 15 Mar 2023)
- SMF3 Executive Director (24 May 2022 to 15 Mar 2023)
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- CF11 Money Laundering Reporting (12 May 2009 to 31 Dec 2012)
- CF10 Compliance Oversight (12 May 2009 to 31 Dec 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.