Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 13 Jun 2025)
    • SMF16 Compliance Oversight (since 13 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2025)
  • Hassium Asset Management LLP (no longer approved here)

    FRN 458250

    • SMF16 Compliance Oversight (24 May 2022 to 15 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2022 to 15 Mar 2023)
    • SMF3 Executive Director (24 May 2022 to 15 Mar 2023)
  • Social Finance Limited (no longer approved here)

    FRN 497568

    • CF11 Money Laundering Reporting (12 May 2009 to 31 Dec 2012)
    • CF10 Compliance Oversight (12 May 2009 to 31 Dec 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.