Hassium Asset Management LLP

• Principal Place of Business

  Hassium Asset Management LLP

  Ground Floor

  21 Upper Brook street

  Mayfair

  London

  W1K 7PY

  UNITED KINGDOM

  Phone

  +4407768575575

  Web

  https://www.hassium.co.uk

• Complaints Contact

  Hassium Asset Management LLP

  Ground Floor

  21 Upper Brook street

  Mayfair

  London

  W1K 7PY

  UNITED KINGDOM

  Phone

  +4407768575575

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Clare O'Dornan

  IRN ACB01085

  • CF4 Partner (7 Mar 2008 to 31 Dec 2008)
  • CF30 Customer (7 Mar 2008 to 31 Dec 2008)
• Amy Haines

  IRN AXH01080

  • [FCA CF] Client dealing (21 Mar 2024 to 31 Oct 2024)
• Bharat Kumar Basra

  IRN BKB01018

  • [FCA CF] Client dealing (since 17 Mar 2021)
  • SMF27 Partner (since 24 Jul 2020)
  • CF30 Customer (8 Jan 2015 to 16 Sep 2016)
• Brett Stephen Lee

  IRN BSL01017

  • CF30 Customer (21 Jun 2017 to 3 Oct 2018)
• Charles Keble Macfarlane

  IRN CKM01022

  • CF30 Customer (11 Apr 2011 to 31 Aug 2014)
  • CF4 Partner (3 Mar 2011 to 24 Jul 2012)
• Christopher George Marius Thomas Wheatley

  IRN CGW01069

  • [FCA CF] Client dealing (8 Jun 2022 to 15 Oct 2024)
• Christopher James Katanchian

  IRN CJK01104

  • CF30 Customer (19 Jan 2018 to 21 Feb 2019)
• Christopher Mark Watson

  IRN CMW01179

  • CF30 Customer (29 Jun 2017 to 19 Sep 2018)
• Corrinne Norma Callaway

  IRN CNS01014

  • SMF16 Compliance Oversight (24 May 2022 to 15 Mar 2023)
  • SMF3 Executive Director (24 May 2022 to 15 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2022 to 15 Mar 2023)
• Eleanor Margaret Moulsdale

  IRN EMM01073

  • CF30 Customer (10 Apr 2011 to 30 Sep 2015)

No changes recorded yet.