Nigel David Parry

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Sep 2022 to 28 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
    • CF10 Compliance Oversight (17 Jun 2013 to 8 Dec 2019)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Sep 2022 to 28 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
    • CF10 Compliance Oversight (17 Jun 2013 to 8 Dec 2019)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Sep 2022 to 28 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
    • CF1 Director (8 Jan 2014 to 2 Jul 2018)
    • CF10 Compliance Oversight (17 Jun 2013 to 8 Dec 2019)
  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Sep 2022 to 28 Apr 2023)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Sep 2022 to 28 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
    • CF1 Director (8 Jan 2014 to 2 Jul 2018)
    • CF10 Compliance Oversight (17 Jun 2013 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Sep 2022 to 28 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2023)
    • CF10 Compliance Oversight (17 Jun 2013 to 8 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF10 Compliance Oversight (22 Mar 2010 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.