Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • SMF9 Chair of the Governing Body (1 Feb 2022 to 30 Jun 2024)
    • SMF3 Executive Director (1 Feb 2022 to 30 Jun 2024)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Significant management (1 Jun 2020 to 30 Jun 2024)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Significant management (1 Jun 2020 to 30 Jun 2024)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Significant management (1 Jun 2020 to 30 May 2024)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Significant management (1 Jun 2020 to 30 Jun 2024)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (1 Jun 2021 to 30 Jun 2024)
    • [FCA CF] Significant management (1 Jun 2020 to 30 Jun 2024)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jul 2021)
    • CF2 Non Executive Director (12 Sep 2019 to 8 Dec 2019)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jul 2021)
    • CF2 Non Executive Director (12 Sep 2019 to 8 Dec 2019)
  • Fidante Partners Europe Limited (no longer approved here)

    FRN 195456

    • CF30 Customer (12 Feb 2019 to 8 Dec 2019)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF1 Director (22 Mar 2016 to 19 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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