Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Maria Daniels
IRN MXD01679
- CF30 Customer (1 Nov 2007 to 24 Feb 2009)
- CF27 Investment Management (15 Sep 2006 to 31 Oct 2007)
Maria Fatima Luis
IRN FXL01014
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (4 Jul 2003 to 31 Oct 2007)
Marie Esther Korde
IRN MXM02021
- CF30 Customer (1 Nov 2007 to 28 Aug 2009)
- CF26 Customer Trading (18 Jun 2007 to 31 Oct 2007)
- CF27 Investment Management (14 Mar 2007 to 18 Jun 2007)
Mario Nicolaou
IRN MXN01133
- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
Marius Penderis
IRN MXP01634
- CF30 Customer (5 Aug 2015 to 31 Oct 2016)
Mark Advani
IRN MSA01030
- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Mark Andrew Thompson
IRN MAT01101
- CF27 Investment Management (7 Aug 2002 to 25 Jul 2003)
Mark Anthony Foster
IRN MAF01106
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 1 Jul 2002)
Mark Davies
IRN MXD01367
- CF27 Investment Management (7 Aug 2002 to 30 Nov 2002)
Mark Douglas Pratt
IRN MDP01144
- CF1 Director (15 Dec 2017 to 31 Oct 2019)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.