Maria Fatima Luis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mirabaud Asset Management Limited
FRN 122140
- [FCA CF] Material risk taker (since 29 Mar 2021)
- [FCA CF] Client dealing (since 29 Mar 2021)
- CF30 Customer (13 Jun 2013 to 8 Dec 2019)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- CF30 Customer (1 Nov 2007 to 30 Nov 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (4 Jul 2003 to 31 Oct 2007)
Columbia Threadneedle Investment Business Limited (no longer approved here)
FRN 177896
- CF30 Customer (1 Nov 2007 to 30 Nov 2012)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.