Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Graham Lynch
IRN MGL00018
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
Mark Kennedy Williams
IRN MKW01012
- CF27 Investment Management (4 Jun 2003 to 12 Oct 2007)
Mark Reynolds
IRN MAR00062
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Mark Richard Perrin
IRN MRP01124
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (7 Sep 2007 to 31 Oct 2007)
Mark Richard Warminger
IRN MRW01111
- CF27 Investment Management (19 Mar 2003 to 31 Jan 2004)
Mark Robin Barrington
IRN MRB01106
- CF21 Investment Adviser (7 Aug 2002 to 12 May 2003)
Mark Simon Walker
IRN MXW00147
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Mark Stephen Hennessy
IRN MXH00078
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Mark Turner
IRN MRT01038
- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Martha Patricia Reyes-Hulme
IRN MXR01292
- CF30 Customer (3 Feb 2010 to 5 Mar 2012)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.