Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (17 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 May 2006 to 17 Aug 2006)
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Mark Lynch
FRN 451329
- (1)Employed By (since 3 May 2006)
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- CF21 Investment Adviser (4 Apr 2005 to 26 Sep 2005)
- CF22 Investment Adviser (Trainee) (23 Dec 2002 to 4 Apr 2005)
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- CF21 Investment Adviser (4 Apr 2005 to 15 May 2006)
- CF22 Investment Adviser (Trainee) (23 Dec 2002 to 4 Apr 2005)
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- Employed By (23 Dec 2002 to 15 May 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.