Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martin Alexander Cassels
IRN MAC01130
- CF30 Customer (1 Nov 2007 to 23 Nov 2011)
- CF21 Investment Adviser (7 Aug 2002 to 31 Oct 2007)
Martin Andrew Kendrick Smith
IRN MAS01164
- CF3 Chief Executive (27 Feb 2014 to 30 Jun 2015)
- CF1 Director (14 Jan 2014 to 30 Jun 2015)
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
Martin Field
IRN MXF00062
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Martin Robert Goode
IRN MRG00011
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Martyn Clive Spencer
IRN MCS00038
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Mary Anne Whymark
IRN MAW00006
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Mary Patty Murphy
IRN MPM01094
- CF27 Investment Management (17 Jan 2005 to 5 May 2006)
Mathew Paul Parker
IRN MPP01092
- CF30 Customer (23 Oct 2017 to 17 Jun 2019)
Matthew Brian Noble
IRN MBN00001
- CF21 Investment Adviser (28 Jun 2002 to 30 Jun 2002)
- CF22 Investment Adviser (Trainee) (9 Jan 2002 to 20 Jun 2002)
Matthew James Lonergan
IRN MJL01185
- CF27 Investment Management (7 Aug 2002 to 9 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.