Martin Andrew Kendrick Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF3 Chief Executive (27 Feb 2014 to 30 Jun 2015)
    • CF1 Director (14 Jan 2014 to 30 Jun 2015)
    • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
    • CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF3 Chief Executive (27 Feb 2014 to 30 Jun 2015)
    • CF1 Director (14 Jan 2014 to 30 Jun 2015)
    • CF30 Customer (1 Nov 2007 to 10 Mar 2014)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF29 Significant management (14 Jan 2014 to 30 Jun 2015)
    • CF30 Customer (1 Nov 2007 to 10 Mar 2014)
    • CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF29 Significant management (14 Jan 2014 to 30 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.