Marius Penderis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

abrdn Investments Limited
FRN 121891
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Jun 2017 to 8 Dec 2019)
abrdn Investment Management Limited
FRN 188406
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF30 Customer (5 Aug 2015 to 31 Oct 2016)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- CF30 Customer (8 May 2013 to 31 Oct 2016)
Columbia Threadneedle Investment Business Limited (no longer approved here)
FRN 177896
- CF30 Customer (8 May 2013 to 31 Oct 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (21 Jun 2010 to 7 Nov 2011)
Mercer Limited (no longer approved here)
FRN 121935
- CF30 Customer (1 Nov 2007 to 4 May 2010)
- CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jun 2005 to 14 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.