Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Daniel Mark Cashley
IRN DMC00042
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Daniel Smith
IRN DXS01584
- CF27 Investment Management (10 Apr 2003 to 25 Nov 2004)
Darrel James Buckley
IRN DJB01656
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2025 to 26 Nov 2025)
- SMF16 Compliance Oversight (26 Jun 2023 to 1 Apr 2026)
Darren Jordan
IRN JXD01807
- CF30 Customer (5 Dec 2007 to 5 Mar 2012)
Darryl Albert Bradford
IRN DAB00037
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
David Anthony Killip
IRN DAK00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
David Bruce
IRN DXB00195
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
David Christopher Mason
IRN DCM01060
- CF27 Investment Management (4 Jun 2003 to 30 Jun 2004)
David Graham McCorrie
IRN DGM00031
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
David Graham Moss
IRN DGM01069
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (7 Sep 2015 to 12 Jun 2019)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.