David Graham Moss

• Threadneedle Asset Management Limited

  FRN 122194

  • [FCA CF] Client dealing (since 11 Oct 2023)
• Threadneedle International Limited

  FRN 143014

  • [FCA CF] Client dealing (since 11 Oct 2023)
• Columbia Threadneedle Management Limited

  FRN 119230

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
• Columbia Threadneedle Fund Management Limited

  FRN 121940

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (7 Sep 2015 to 12 Jun 2019)
  • CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
• Columbia Threadneedle Investment Business Limited

  FRN 177896

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
• THAMES RIVER CAPITAL LLP (no longer approved here)

  FRN 426349

  • CF30 Customer (25 Nov 2010 to 5 Apr 2011)

No changes recorded yet.