Darrel James Buckley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2025 to 26 Nov 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
    • CF11 Money Laundering Reporting (24 Mar 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Mar 2016 to 8 Dec 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2025 to 26 Nov 2025)
    • SMF16 Compliance Oversight (26 Jun 2023 to 1 Apr 2026)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2025 to 26 Nov 2025)
    • SMF16 Compliance Oversight (26 Jun 2023 to 1 Apr 2026)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2025 to 26 Nov 2025)
    • SMF16 Compliance Oversight (26 Jun 2023 to 1 Apr 2026)
  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2025 to 26 Nov 2025)
    • SMF16 Compliance Oversight (28 Dec 2023 to 1 Apr 2026)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2025 to 26 Nov 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
    • CF10 Compliance Oversight (24 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Mar 2016 to 8 Dec 2019)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2025 to 26 Nov 2025)
    • SMF16 Compliance Oversight (26 Jun 2023 to 1 Apr 2026)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2025 to 26 Nov 2025)
    • SMF16 Compliance Oversight (26 Jun 2023 to 1 Apr 2026)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
    • CF10 Compliance Oversight (24 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Mar 2016 to 8 Dec 2019)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
    • CF10 Compliance Oversight (24 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Mar 2016 to 8 Dec 2019)
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Recent activity

Updates to this individual's record on the FCA register.

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