Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • SMF16 Compliance Oversight (10 Dec 2018 to 10 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 23 Jun 2023)
    • CF10 Compliance Oversight (24 Mar 2016 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (24 Mar 2016 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.