David Christopher Mason

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Algorithmic trading (1 Mar 2020 to 7 Aug 2020)
    • [FCA CF] Material risk taker (1 Mar 2019 to 7 Aug 2020)
    • [FCA CF] Client dealing (22 Sep 2017 to 7 Aug 2020)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (4 Nov 2013 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (4 Nov 2013 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 8 May 2013)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 8 May 2013)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (7 Jul 2004 to 21 Aug 2005)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (4 Jun 2003 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.