Daniel Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Livingbridge EP LLP
FRN 429087
- [FCA CF] Client dealing (since 25 Jan 2022)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (1 Jan 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- CF27 Investment Management (11 Oct 2004 to 25 Nov 2004)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF27 Investment Management (10 Apr 2003 to 25 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.