Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Holberton-Jones
IRN DXH01280
- CF20 Significant Mgt (Settlements) (20 May 2003 to 1 Nov 2005)
- CF17 Significant Mgt (Other Business Operations) (20 May 2003 to 1 Nov 2005)
David Hopwood
IRN DXH01545
- CF30 Customer (21 Aug 2015 to 24 Jul 2019)
- CF27 Investment Management (1 Mar 2006 to 31 Oct 2007)
- CF26 Customer Trading (27 Aug 2004 to 1 Mar 2006)
David Ian Watkinson
IRN DIW00004
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
David Israel Saul
IRN DIS01037
- CF28 Systems and controls (23 Jun 2011 to 19 Mar 2014)
David James Hickey
IRN DJH01320
- CF30 Customer (5 Mar 2010 to 31 Jul 2010)
David James Hickey
IRN DJH01423
- CF30 Customer (16 Oct 2017 to 7 Jun 2019)
David James Walker
IRN DJW01476
- CF30 Customer (22 Aug 2016 to 23 Aug 2018)
David John Cope
IRN DJC00099
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
David John Hannaway
IRN DJH00016
- CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Dec 2001)
David Jonathan Sloper
IRN DJS01226
- SMF3 Executive Director (9 Dec 2019 to 16 Jan 2020)
- SMF1 Chief Executive (9 Dec 2019 to 16 Jan 2020)
- CF1 Director (1 Jul 2015 to 8 Dec 2019)
- CF3 Chief Executive (1 Jul 2015 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.