Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 17 Jun 2024)
- [FCA CF] Client dealing (since 17 Jun 2024)
- [FCA CF] Significant management (since 17 Jun 2024)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
- CF30 Customer (16 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (16 Oct 2017 to 7 Jun 2019)
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- CF30 Customer (16 Oct 2017 to 7 Jun 2019)
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- CF30 Customer (6 Jul 2012 to 17 Oct 2016)
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- CF30 Customer (21 Nov 2011 to 19 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 2 Aug 2011)
- CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.