CGS International Securities UK Ltd.

• Principal Place of Business

  53 New Broad Street

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442072012197

  Web

  https://www.cgsi.com

• Complaints Contact

  53 New Broad Street

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +4402072012197

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Patrick, Chung-Ho Han

  IRN PCH01088

  • CF1 Director (9 Oct 2012 to 22 Apr 2016)
  • CF29 Significant management (16 Jul 2012 to 16 Dec 2015)
  • CF30 Customer (6 Jul 2012 to 22 Apr 2016)
• Paul An

  IRN PXA01452

  • CF30 Customer (8 Sep 2014 to 20 Jul 2016)
• ROBERT GEORGE CRAIG

  IRN RGC01090

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (18 Feb 2019 to 8 Dec 2019)
• Rahiyah Yahya

  IRN RXY01023

  • CF2 Non Executive Director (3 Oct 2005 to 30 Mar 2007)
• Rajiv Ramesh Nihalani Shroft

  IRN RRN01008

  • CF30 Customer (6 Jul 2012 to 17 Aug 2015)
• Rohan Pelham White

  IRN RPW01058

  • SMF3 Executive Director (since 14 Sep 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (8 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (2 Sep 2014 to 8 Dec 2019)
• Ronald William Downey

  IRN RWD01043

  • CF21 Investment Adviser (5 Jul 2004 to 24 Nov 2004)
• Ruzi Rani Binti Ajith

  IRN RRA01014

  • CF30 Customer (1 Nov 2007 to 13 Sep 2010)
  • CF21 Investment Adviser (27 Apr 2007 to 31 Oct 2007)
• Shante Sassoon Manoukian

  IRN SSM01021

  • CF30 Customer (29 Aug 2017 to 6 Sep 2019)
• Shao Kang Steven Chang

  IRN SXC01443

  • CF30 Customer (1 Dec 2013 to 7 Sep 2015)

No changes recorded yet.